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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-14 |
| WA | RA | APPROVED | 2017-09-21 |
Branch Locations
999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States
16330 Bothell Everett Hwy Ste 101, Mill Creek, WA 98012 • United States
2628 196Th St Sw, Lynnwood, WA 98036 • United States
5588 Harbor Ave, Freeland, WA 98249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Mukilteo | WA | 02/2010 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 09/2017 | Present |
FISKEN HOMEOWNERS ASSOCIATION; NOT INV. RELATED; BRIER, WA; HOA; TREASURER; START DATE 7/2018; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: RECEIVE AND DEPOSIT DUES AND PAY INSURANCE AND GARDENER.| DURABLE POWER OF ATTORNEY FOR BRUCE R MCMAHILL; INV RELATED; BRIER, WA; POA; START DATE 12/01/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-10 |
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