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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2010-11-17
  • DE RA
    APPROVED
    Since 2010-11-17

Branch Locations

2751 Centerville Road Suite 208, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 11/2010 Present
Pnc Bank Pittsburgh PA 11/2010 Present
  • 11/2010 → Present
    Pnc Investments
    Pittsburgh, PA
  • 11/2010 → Present
    Pnc Bank
    Pittsburgh, PA
Previous Registrations
  • 2009-06-01 → 2010-12-01
    Greenville, DE
  • 2006-02-21 → 2009-06-01
    Greenville, DE
    New York, NY
    Greenville, DE
  • 2002-03-18 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Greenville, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-15
  • S66 Uniform Combined State Law Examination
    2002-02-15
Other Names
  • Michelle L B Tracy
  • Michelle Lynn Bales
  • Michelle Lb Tracy

View on SEC IAPD

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