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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-14 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
6410 Poplar Ave Suite 320, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Memphis | TN | 12/2008 | 01/2025 |
| Kestra Private Wealth Services, Llc | Memphis | TN | 01/2025 | Present |
| Kestra Investment Services, Llc | Memphis | TN | 01/2025 | Present |
Bus Name: BRIGHT RIVER PRIVATE WEALTH POSITION: Field assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/07/2025 ADDRESS: 6410 Poplar Ave, Suite 140, Memphis TN 38119, United States DESCRIPTION: Client service associate working with advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-16 |
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