Cathy Lynn Foster

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Stay-At-Home-Mom
  Terre Haute, IN
• 12/2021 → 01/2024
  Woodbury Financial Services Inc
  Terre Haute, IN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Terre Haute, IN

Previous Registrations

• 2022-02-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Terre Haute, IN
• 2001-09-05 → 2002-09-25
  Transamerica Financial Advisors, Llc
  Brownsburg, IN

Other Businesses

1) I have an eBay business selling kids' clothing, The Rumble Seat. NOT investment related. Home address for biz. The nature of the business is new kids' clothing. I'm the sole seller/owner. Not sure of the start date, but over 10 years. Devote 2-10 hours/mo. NO time during trading hours. My duties include listing and shipping inventory to hopefully CLOSE OUT THIS BIZ ASAP. 2) FOSTER WEALTH MANAGEMENT POSITION: Managing Director NATURE: A single-member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2021 ADDRESS: 2901 Ohio Blvd Ste 145 Terre Haute IN 47803 DESCRIPTION: Opening new accounts, Communicating with clients, Handling paperwork, Clerical Administrative 3) TIGHTLINES DEVELOPING LLC POSITION: Wife of the owner. NATURE: Buy houses/properties, renovate, sell. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2024 ADDRESS: 2162 Hawthorn Woods Rd Terre Haute IN 47803 DESCRIPTION: This is my husband's business. I am involved in viewing the properties before/after renovations or during the builds, managing the TLD account, paying bills, and doing bookkeeping. 4) VIGO COUNTY EDUCATION FOUNDATION POSITION: on the Allocation committee NATURE: It is a non-profit, volunteer-based organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2025 ADDRESS: PO Box 3703 Terre Haute IN 47803 DESCRIPTION: I have been asked to review applications for the mini-grants. Teachers apply for grant money raised by VCEF for special classes, activities, and materials they would like to have to enhance the experience and education they provide in their classrooms/schools.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-22
• S65 Uniform Investment Adviser Law Examination
  1999-11-10
• S63 Uniform Securities Agent State Law Examination
  1999-11-04

Other Names

• Cathy Lynn Nesemeier