Michael Neal Rosenthal

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 04/2023
  Raymond James & Associates, Inc.
  Red Bank, NJ
• 04/2014 → 04/2023
  Overtime Angels, Inc.
  Marlboro, NJ
• 04/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Shrewsbury, NJ

Previous Registrations

• 2006-07-18 → 2023-04-17
  Raymond James & Associates, Inc.
  Red Bank, NJ
  West Conshohocken, PA
  Tinton Falls, NJ
• 2006-02-21 → 2006-05-22
  Citigroup Global Markets Inc.
  New York, NY
  Shrewsbury, NJ
• 2003-11-21 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Shrewsbury, NJ
• 2001-01-03 → 2003-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Freehold, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-05
• S63 Uniform Securities Agent State Law Examination
  1993-12-27

Other Names

• Michael N Rosenthal