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Elizabeth Schwinghammer

United Capital Financial Advisors

Greenwood Village, CO

CRD 2408351

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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2019-06-03
TX RA APPROVED 2015-07-30
AZ RA APPROVED 2015-03-11
CO RA APPROVED 2015-01-23
  • MT RA
    APPROVED
    Since 2019-06-03
  • TX RA
    APPROVED
    Since 2015-07-30
  • AZ RA
    APPROVED
    Since 2015-03-11
  • CO RA
    APPROVED
    Since 2015-01-23

Branch Locations

5655 S Yosemite St Ste 450, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 01/2015 Present
  • 01/2015 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 2008-10-10 → 2015-01-23
    Capital Investment Counsel, Inc
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-24
  • S63 Uniform Securities Agent State Law Examination
    2006-02-24
Designations
  • Chartered Financial Analyst
Other Names
  • Lisa Marie Foster
  • Elizabeth Marie Foster
  • Elizabeth Marie Schwinghammer

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

More in Greenwood Village, CO

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