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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-03
TX RA APPROVED_RES 2019-10-01
  • OH RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

6530 W Campus Oval Ste 320, New Albany, OH 43054 • United States

1201 Dublin Rd, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Worthington OH 09/2019 10/2019
Maxhill Group, Llc. Worthington OH 01/2006 10/2016
Fsc Securities Corporation Ria Atlanta GA 11/2005 09/2019
Maxwell Financial Management, Llc New Albany OH 10/2016 Present
Athill44, Llc New Albany OH 01/2018 Present
Lpl Financial, Llc New Albany OH 10/2019 Present
  • 09/2019 → 10/2019
    Fsc Securities Corporation
    Worthington, OH
  • 01/2006 → 10/2016
    Maxhill Group, Llc.
    Worthington, OH
  • 11/2005 → 09/2019
    Fsc Securities Corporation Ria
    Atlanta, GA
  • 10/2016 → Present
    Maxwell Financial Management, Llc
    New Albany, OH
  • 01/2018 → Present
    Athill44, Llc
    New Albany, OH
  • 10/2019 → Present
    New Albany, OH
Previous Registrations
  • 2005-11-07 → 2019-10-03
    Fsc Securities Corporation
    Worthington, OH
    New Albany, OH
  • 2001-01-17 → 2005-11-09
    Osaic Fa, Inc.
    Worthington, OH
Other Businesses

1) 1/2016 - DBA for LPL Business (entity for LPL business) - Maxwell Financial Management - Investment Related - 100% - New Albany, OH 2) 1/2019 - Business Entity For Tax/Investment Purposes Only - ATHILL44 Inc - Investment Related - 1% - 3547 Drayton Hall New Albany, OH 443054 3) 12/10/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Started 10/18/1993 - 10 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28
Designations

View on SEC IAPD

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