Michael Patrick Smith

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2022
  Capstone Financial Partners
  Glen Allen, VA
• 04/2016 → 05/2022
  Kestra Financial Services, Inc.
  Austin, TX
• 05/2022 → Present
  Rfg Advisory, Llc Dba Rva Wealth Management
  Glen Allen, VA

Previous Registrations

• 2016-05-05 → 2022-05-09
  Kestra Advisory Services, Llc
  Glen Allen, VA
• 2014-08-14 → 2016-09-22
  Kestra Investment Services, Llc
  Glen Allen, VA
  Glen Allen, VA

Other Businesses

(1) Business Name: RVA Wealth Management Investment Related: Yes Address: 4510 Cox Road, Suite 201, Glen Allen VA 23060 Nature of Business: DBA activities through RFG Advisory, LLC using a DBA name; Position, Title or Relationship: Advisor Start Date: 05/06/2022. Hours per month: 160. Hours per month during trading hours: 160. Duties: Investment advice and financial planning. (2) Ash Brokerage Insurance Solutions. Investment-Related: Yes. Nature of business: Insurance advice. Position/Title: Agent. Hours per month: 30. Hours per month during trading hours: 30. Duties: Insurance Agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-13
• S63 Uniform Securities Agent State Law Examination
  1996-05-03

Designations

• Certified Financial Planner

Other Names

• Mike Smith