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James M. Liddell

Strategic Advisers LLC

West Hartford, CT

Fairfield, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

West Hartford, CT • United States

1261 Post Road, Fairfield, CT 06824-6072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Hartford CT 09/1993 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/1993 → Present
    Fidelity Brokerage Services, Inc.
    Hartford, CT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Fairfield, CT
    West Hartford, CT
  • 1997-05-06 → 2018-07-13
    Strategic Advisers Llc
    West Hartford, CT
    Hartford, CT
    Fairfield, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-06
S63 Uniform Securities Agent State Law Examination 1993-10-28
  • S65 Uniform Investment Adviser Law Examination
    1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1993-10-28
Other Names
  • James Michael Liddell

View on SEC IAPD

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