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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-17 |
| VT | RA | APPROVED | 2006-07-10 |
Branch Locations
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
One National Life Drive, Montpelier, VT 05604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Of Vermont | Montpelier | VT | 07/1990 | Present |
| Equity Services, Inc. | Burlington | VT | 09/1993 | Present |
*COLLEGE PLANNING ASSOC,LLC,NOT INV REL, VT, FIN AID PLNG&FORMS FILINGS,MBR LLC, 12/05-PRES,DUR TRAD HRS, NO DIR.INV W/ENTITY ;LEAVE OPS TO 1ST DIR.REC. NO COMP. *NATIONAL LIFE,INV REL.INS/ANN SALES.NO$IN OR OUT OF DBA.7/03-PRES.FULL-TIME AS GA.AGT FOR SEV.INS CO'S TO SELL LIFE/HEALTH *INTEGRATED FIN.NETWORK, INC. INV.REL., VT,INS. SALES, PRES,9/07 ,10HRS/MO,DUR TRAD.HRS, AGT FOR SEVERAL INS COMPANIES. SELLING LIFE, DIS.,ANN.,+ LTC. *THE VT AGENCY,YOUR FIN.SOL. PTNR, INV.REL.,VT,INS.SALES, GA, 11/15/07-PRES, FULL TIME,DUR TRAD HRS,GA OF NRTHN NE AGY OF NL,MANAGE,NH/ME. *RANDALL RANER, INV.REL. RENTAL PROP.,VT, RENTAL,OWN PROP. 10/15/08-PRES.,1 HR/MO, DUR.TRAD.HRS, RENTING OUT RES. CONDO I OWN. *EMPLOYER SPONSORED PLANS (ESP), INVESTMENT RELATED, 354 MOUNTAIN VIEW DRIVE, COLCHESTER VT, 05446, EDUCATED EMPLOYEES OF LOCAL BUSINESSES ON THEIR EMPLOYEE BENEFITS AND FINANCIAL LITERACY, OWNER, 08/10-PRES, 5HRS/MO, DOES OCCUR WITHIN TRAD. HRS.*INNOVATED WELLNESS, NOT INVESTMENT RELATED, 354 MOUNTAIN VIEW DRIVE, COLCHESTER, VT 05446, CONDUCT EDUCATIONAL SEMINARS FOR THE EMPLOYEES OF LOCAL BUSINESSES, OWNER, 08/10-PRES., 5HRS/MO, DURING TRADE HOURS. *RAINHILL FINANCIAL, LLC, INV RELATED, 354 MOUNTAIN VIEW DR., COLCHESTER, VT 05446, RECRUIT AGENTS WHO WILL SELL LIFE INSURANCE AND ANNUITIES THROUGH THE NL CHANNELS, OWNER, 08/10-PRES. 10HRS/MO, DOES OCCUR WITHIN TRAD. HRS. *THE NORTHERN NEW ENGLAND AGENCY. INV REL. INS SALES & MARKETING. PRINCIPAL. APRIL 2014. 5 HRS/MO. DURING TRADE HRS. *PROPLAN ADVISORS, 354 MOUNTAIN VIEW DR, #200, COLCHESTER, VT. INV REL. RECRUIT AGENTS/MARKETING/SALES. OWNER. DEC 2013. 15 HRS/MO. DURING TRADE HRS. *BOYS AND GIRLS CLUB. 62 OAK STREET. BURLINGTON, VT 05401. NOT INV REL. ATTEND BOARD MEETINGS/VOLUNTEER. BOARD MEMBER. 2010. 4 HRS/MO. DURING TRADE HRS. *STRATEGIES FOR COLLEGE. 2997 SHELBURNE ROAD #5 SHELBURNE VT 05482. JAN 2017. NOT INV REL. HELPING PROSPECTIVE COLLEGE STUDENTS THROUGH THE COLLEGE APP AND FIN AID PROCESS. PARTIAL OWNER. NO DUTIES. LESS THAN 1% OF TIME. NOT DURING TRADE HRS. *RAINHILL BENEFITS 354 MOUNTAIN VIEW DR #200 COLCHESTER VT. SEP 2018. INV REL. DBA FOR SALE/SERVICE OF FIXED GROUP INS BENEFITS. DURING TRADE HRS. *CARS IN MOTION LLC. 354 MOUNTAIN VIEW DR #200 COLCHESTER VT. MAR 2018. NOT INV REL. PURCHASE/SELL CLASSIC CARS. OWNER. ATTEND CAR AUCTIONS QUARTERLY AND NEGOTIATE SALE/PURCHASE OF VEHICLES. NOT DURING TRADE HRS. *NPA FINANCIAL LLC. 1407 RT 9 BLDG 4, 2ND FL, CLIFTON PARK NY. NOV 2018. INV REL. DBA FOR INS SALES. GENERAL AGENT. DURING TRADE HRS. *MW FINANCIAL LLC. 354 MOUNTAIN VIEW DR #200 COLCHESTER VT. NOV 2018. INV REL. DBA FOR FIXED INS BUSINESS. MANAGER. SALE/SERVICE. DURING TRADE HRS. *PENDELLA. 354 MOUNTAIN VIEW DR #200 COLCHESTER VT. MAY 2019. INV REL. DBA FOR SALE AND SERVICE OF FIXED INS PRODUCTS. BUSINESS CONSULTANT. DURING TRADE HRS. *THE VERMONT AGENCY FOUNDATION. 354 MOUNTAIN VIEW DRIVE SUITE 200 COLCHESTER VT. APRIL 2001. INV REL. 501C3 CHARITABLE FOUNDATION THAT HOLDS FUNDRAISERS THROUGHOUT THE YEAR TO BENEFIT LOCAL NON-PROFITS THAT SUPPORT CHILDREN. PRESIDENT. SUPPORT EVENTS, HELP WITH LOGISTICS OF EVENTS AS NEEDED. DURING SOME TRADE HRS*VTVT LLC, 4401 STARKEY ROAD, ROANOKE, VA, 24018, ONGOING, INV REL, 12/02/2024, USE IS FOR AGENCY COMMISSIONS, MEMBER, DURING TRD/HRS, 40%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
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