Cornelia Ruth Mallari

Charles Schwab & Co., Inc.

Gaithersburg, MD

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
MD	RA	APPROVED	2015-04-15

TX RA
APPROVED_RES

Since 2019-01-04
MD RA
APPROVED

Since 2015-04-15

Branch Locations

1901 Towne Center Boulevard Suite 145, Annapolis, MD 21401 • United States

108 Ellington Blvd, Gaithersburg, MD 20878-4552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Annapolis	MD	05/2014	Present
Charles Schwab Bank, Ssb	Annapolis	MD	05/2014	Present

05/2014 → Present

Charles Schwab & Co., Inc.

Annapolis, MD
05/2014 → Present

Charles Schwab Bank, Ssb

Annapolis, MD

Previous Registrations

2013-04-19 → 2014-03-10

Omega Wealth Management Llc

Arlington, VA
2012-10-17 → 2013-02-27

Campbell Wealth Management, Inc.

Alexandria, VA
2011-04-12 → 2012-09-11

Freed Advisors

Chevy Chase, MD
2007-07-19 → 2011-03-11

Wells Fargo Clearing Services, Llc

Mclean, VA

Mclean, VA

Bethesda, MD

Columbia, MD

Mclean, VA

Mclean, VA

Mclean, VA
1997-11-14 → 2005-08-08

Citigroup Global Markets Inc.

Alexandria, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-01
S63	Uniform Securities Agent State Law Examination	1998-07-15

S65 Uniform Investment Adviser Law Examination

2000-02-01
S63 Uniform Securities Agent State Law Examination

1998-07-15

Other Names

Chichi Mallari
Cornelia Ruth Mallari
Cornelia Ruth Mallari-Cowen
Cornelia R Cowen-Mallari
Cornelia Ruth Mallari-Cowen

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

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AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

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