Inactive

Saurabha Indravadan Shah

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Current Employers

Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-04-01

VA RA
APPROVED

Since 2026-04-01

Branch Locations

201 N Union Street Suite 300, Alexandria, VA 22314 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dyson Capital Advisors, Llc	Alexandria	VA	10/2013	08/2022
Pathstone	Alexandria	VA	08/2022	Present

10/2013 → 08/2022

Dyson Capital Advisors, Llc

Alexandria, VA
08/2022 → Present

Pathstone

Alexandria, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-01

S65 Uniform Investment Adviser Law Examination

2026-04-01

Other Names

Saurabha I Shah
Sarb Shah

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Cristina Gabalda

NICOLE RENEE WRIGHT

JEFFREY MARTIN CALLAN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA

INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA

LPL FINANCIAL LLC · ALEXANDRIA, VA

EDWARD JONES · Alexandria, VA

THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA

LPL FINANCIAL LLC · ALEXANDRIA, VA

More in Alexandria, VA

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