James Mitchell Nikcevich

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2016
  Unemployed
  St. Augustine, FL
• 06/2024 → 05/2025
  Unemployed
  Nashville, TN
• 05/2025 → Present
  The Vanguard Group, Inc.
  Plano, TX
• 12/2016 → 06/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN

Previous Registrations

• 2017-01-04 → 2024-06-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
  Nashville, TN
  Nashville, TN
  Hermitage, TN
  Hermitage, TN
  Nashville, TN
  Nashville, TN
  Franklin, TN
  Nashville, TN
  Marietta, GA
  Brentwood, TN
  Nashville, TN
  Nashville, TN
  Brentwood, TN
• 2009-02-27 → 2016-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY
  Jacksonville, FL
  Jacksonville, FL
• 2003-01-15 → 2003-02-26
  Quick & Reilly, Inc.
  Chicago, IL

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2009-02-24
• S65 Uniform Investment Adviser Law Examination
  2003-01-14
• S63 Uniform Securities Agent State Law Examination
  1993-10-07

Other Names

• James Nikcevich
• James M Nikcevich
• Jim Nikcevich