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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-15 |
| TX | RA | APPROVED | 2023-05-15 |
Branch Locations
2443 Warrenville Rd, Ste 115, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Lisle | IL | 01/2012 | 05/2023 |
| Spc | Lisle | IL | 01/2012 | 05/2023 |
| Lpl Financial Llc | Lisle | IL | 05/2023 | Present |
1. 05/17/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/13/2012 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 2. 05/25/2023 - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/01/2015 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 3. 05/25/2023 - Shymkewich Wealth Management, Inc - Not Investment Related - Naperville, IL - Business Entity For Tax/Investment Purposes Only - Start Date 12/19/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-03 |
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