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Deron Scott Shymkewich

LPl Financial LLC

Lisle, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-15
TX RA APPROVED 2023-05-15
  • IL RA
    APPROVED
    Since 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-15

Branch Locations

2443 Warrenville Rd, Ste 115, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Lisle IL 01/2012 05/2023
Spc Lisle IL 01/2012 05/2023
Lpl Financial Llc Lisle IL 05/2023 Present
  • 01/2012 → 05/2023
    Sigma Financial Corporation
    Lisle, IL
  • 01/2012 → 05/2023
    Lisle, IL
  • 05/2023 → Present
    Lisle, IL
Previous Registrations
  • 2012-01-13 → 2023-05-15
    Lisle, IL
    Ann Arbor, MI
  • 2009-10-05 → 2012-01-13
    St Charles, IL
  • 2003-06-30 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    St Charles, IL
    St. Charles, IL
  • 2003-03-10 → 2003-07-10
    St. Charles, IL
Other Businesses

1. 05/17/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/13/2012 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 2. 05/25/2023 - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/01/2015 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 3. 05/25/2023 - Shymkewich Wealth Management, Inc - Not Investment Related - Naperville, IL - Business Entity For Tax/Investment Purposes Only - Start Date 12/19/2017 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-27
S63 Uniform Securities Agent State Law Examination 1993-11-03
  • S65 Uniform Investment Adviser Law Examination
    2000-12-27
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03
Designations

View on SEC IAPD

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