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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Advisors, Inc. | Austin | TX | 03/1994 | 10/2019 |
| 1St Global Capital Corp. | Austin | TX | 09/1993 | 10/2019 |
| B. Blake Westerterp, Cpa, Cfp | Austin | TX | 08/1996 | Present |
| Avantax Insurance Services, Inc. | Austin | TX | 08/2005 | 09/2025 |
| Avantax Advisory Services | Austin | TX | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Austin | TX | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Austin | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) B. BLAKE WESTERTERP, CPA, CFP, POSITION: OWNER/CPA NATURE: Preparing individual and business tax returns. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1996, ADDRESS: PO Box 203275, Austin TX 78720-3275, United States, DESCRIPTION: Preparing individual and business tax returns. 2) HEALTH INSURANCE SALES POSITION: Sales Rep/Owner NATURE: Sales of individual and group health insurance plans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1996 ADDRESS: 7306 Bering Cove, Austin TX 78759, United States DESCRIPTION: Sales of individual and group health insurance plans. 3) RENTAL OF BEDROOM TO ADULT DAUGHTER POSITION: Owner NATURE: I have an adult daughter who is going to move back into my home for a year or two. I am going to charge her rent for the use of a bedroom and common areas (kitchen and living room). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 7306 Bering Cove, Austin TX 78759, United States DESCRIPTION: Colleting rent for the use of one bedroom and common areas.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
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