Louis Robert Spence

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Raymond James & Associate, Inc.
  St. Petersburg, FL

Previous Registrations

• 2011-10-05 → 2015-03-09
  Raymond James Financial Services Advisors, Inc
  St. Petersburg, FL
• 2003-01-01 → 2009-09-10
  Legacy Wealth Advisors, Llc
  Tampa, FL
• 2002-10-15 → 2004-12-31
  Raymond James Financial Services, Inc.
  Tampa, FL
  St Petersburg, FL
  Tampa, FL
• 1999-08-18 → 2002-08-30
  Raymond James & Associates, Inc.
  Tampa, FL

Other Businesses

1.PARTNER IN FORMER RJFS BRANCH 7EK SUPPORT COMPANY, TAMPA,FL.,IN PROCESS OF SELLING MY 1/2 INTEREST OF SUPPORT COMPANY TO JEFF GOLD. 1 HR. A MONTH, 0 DURING TRADING HOURS. 2.Name of Business: I wrote a book on the subject of Social Security Address: 9020 Grateful Thomas Trail #203, Tampa, FL, 33626, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was the author

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-17
• S63 Uniform Securities Agent State Law Examination
  1993-12-06

Designations

• Certified Financial Planner

Other Names

• Bob Spence
• Louis Robert Spence