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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-03-18
  • FL RA
    APPROVED
    Since 2015-03-18

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate, Inc. St. Petersburg FL 03/2015 Present
  • 03/2015 → Present
    Raymond James & Associate, Inc.
    St. Petersburg, FL
Previous Registrations
Other Businesses

1.PARTNER IN FORMER RJFS BRANCH 7EK SUPPORT COMPANY, TAMPA,FL.,IN PROCESS OF SELLING MY 1/2 INTEREST OF SUPPORT COMPANY TO JEFF GOLD. 1 HR. A MONTH, 0 DURING TRADING HOURS. 2.Name of Business: I wrote a book on the subject of Social Security Address: 9020 Grateful Thomas Trail #203, Tampa, FL, 33626, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was the author

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-17
S63 Uniform Securities Agent State Law Examination 1993-12-06
  • S65 Uniform Investment Adviser Law Examination
    1995-03-17
  • S63 Uniform Securities Agent State Law Examination
    1993-12-06
Designations
Other Names
  • Bob Spence
  • Louis Robert Spence

View on SEC IAPD

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