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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-10
MD RA APPROVED 2026-03-09
  • TX RA
    APPROVED_RES
    Since 2026-03-10
  • MD RA
    APPROVED
    Since 2026-03-09

Branch Locations

888 Bestgate Rd Ste 305, Annapolis, MD 21401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 11/2013 03/2026
Cambridge Investment Research Advisors Fairfield IA 11/2013 03/2026
Lpl Financial Llc Annapolis MD 03/2026 Present
  • 11/2013 → 03/2026
    Cambridge Investment Research Inc
    Fairfield, IA
  • 11/2013 → 03/2026
    Cambridge Investment Research Advisors
    Fairfield, IA
  • 03/2026 → Present
    Annapolis, MD
Previous Registrations
Other Businesses

1. 02/2026 - Erin G Willis - Non-Variable Insurance- Inv Related - 2 Hour(s)/Month - 2 Hour(s) During Trading - Annapolis MD 21401 - OBA Start Date: 01/02/1995 2. 02/2026 - Legacy WealthCare, LLC -DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 3/9/2026 3. 02/2026 - Erin G Willis - Artist/ Musician - Not Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Centreville MD 21617 - OBA Start Date: 01/01/1987 4. 02/2026 - Erin G Willis - Other - Not Inv Related - 3 Hour(s)/Month - 0 Hour(s) During Trading - Centreville MD 21617 - OBA Start Date: 01/01/2018 5. 02/2026 - Erin G Willis - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Annapolis MD 21401 - OBA Start Date: 01/01/2016 6.02/2026 - Erin Willis Gay, Inc - Business Entity For Tax/Investment Purposes Only - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Annapolis MD 21401 - OBA Start Date: 01/01/1997

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-27
S63 Uniform Securities Agent State Law Examination 1994-10-20
  • S65 Uniform Investment Adviser Law Examination
    1994-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-10-20
Other Names
  • Erin Gay
  • Erin Willis Gay

View on SEC IAPD

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