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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-03-01 |
| AL | RA | APPROVED | 1994-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 09/1993 | Present |
| Bank Of America,Na | Birmingham | AL | 11/2009 | Present |
I*3860271Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M H W IRA FBO M H WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3860272Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO B W RRA FBO B WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3860274Entity Type: Fiduciary role Name of OBA: M H W TTEE B W TTEE U/A DTD 02/24/2026Address: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 03/02/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/Child/GrandchildI*3862266Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M H W RRA FBO M H WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/Child/GrandchildI*3862267Entity Type: Fiduciary roleName of OBA: B W AND M H W JTWROSAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3862268Entity Type: N/AName of OBA: M H W TOD BENEFICIARIES ON FILEAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: POA/Child/GrandchildI*4136266Entity Type: Rental PropertyName of OBA: Rental Property 1Address: Birmingham, Alabama, 35210Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/25/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Rental Property/Co-owner with other family membersI*4515279Entity Type: Fiduciary roleName of OBA: W. Decedents TrustAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/ParentsI*4515281Entity Type: Fiduciary roleName of OBA: W. Survivors TrustAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/ParentsI*4515282Entity Type: Fiduciary roleName of OBA: B. W.Address: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Power of Attorney/Parents I*4584270 Type: Fiduciary Role Name: B M W TTEE B W TTEE U/A DTD 03/08/2026 Address: Birmingham, AL Investment: No Association: Co-Trustee Start Date: 5/18/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents I*4584272 Type: Fiduciary Role Name: B M W TTEE B W TTEE U/A DTD 03/08/2026 Address: Birmingham, AL Investment: No Association: Co-Trustee Start Date: 5/18/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents I*4579268 Type: Fiduciary Role Name: MLPF& S CUST FPO B W IRA FBO B W Address: Brentwood, TN Investment: No Association: Power of Attorney Start Date: 5/5/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-27 |
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