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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1999-03-01
AL RA APPROVED 1994-01-24
  • TX RA
    APPROVED_RES
    Since 1999-03-01
  • AL RA
    APPROVED
    Since 1994-01-24

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 09/1993 Present
Bank Of America,Na Birmingham AL 11/2009 Present
Other Businesses

I*3860271Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M H W IRA FBO M H WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3860272Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO B W RRA FBO B WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3860274Entity Type: Fiduciary role Name of OBA: M H W TTEE B W TTEE U/A DTD 02/24/2026Address: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 03/02/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/Child/GrandchildI*3862266Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO M H W RRA FBO M H WAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/Child/GrandchildI*3862267Entity Type: Fiduciary roleName of OBA: B W AND M H W JTWROSAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: POA/ Child/GrandchildI*3862268Entity Type: N/AName of OBA: M H W TOD BENEFICIARIES ON FILEAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/02/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: POA/Child/GrandchildI*4136266Entity Type: Rental PropertyName of OBA: Rental Property 1Address: Birmingham, Alabama, 35210Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/25/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Rental Property/Co-owner with other family membersI*4515279Entity Type: Fiduciary roleName of OBA: W. Decedents TrustAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/ParentsI*4515281Entity Type: Fiduciary roleName of OBA: W. Survivors TrustAddress: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Co-Trustee/ParentsI*4515282Entity Type: Fiduciary roleName of OBA: B. W.Address: Brentwood, Tennessee, 37027Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 05/01/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Power of Attorney/Parents I*4584270 Type: Fiduciary Role Name: B M W TTEE B W TTEE U/A DTD 03/08/2026 Address: Birmingham, AL Investment: No Association: Co-Trustee Start Date: 5/18/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents I*4584272 Type: Fiduciary Role Name: B M W TTEE B W TTEE U/A DTD 03/08/2026 Address: Birmingham, AL Investment: No Association: Co-Trustee Start Date: 5/18/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents I*4579268 Type: Fiduciary Role Name: MLPF& S CUST FPO B W IRA FBO B W Address: Brentwood, TN Investment: No Association: Power of Attorney Start Date: 5/5/26 Hours: 0, Month Hours during trading: 0, Month Duties: Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-28
S63 Uniform Securities Agent State Law Examination 1993-12-27
  • S65 Uniform Investment Adviser Law Examination
    1993-12-28
  • S63 Uniform Securities Agent State Law Examination
    1993-12-27
Other Names
  • Brian M Woodke

View on SEC IAPD

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