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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
OH RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-30
  • OH RA
    APPROVED
    Since 2024-11-19

Branch Locations

4137 Boardman Canfield Rd, Canfield, OH 44406 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Youngstown OH 04/2016 12/2023
Pnc Investments Youngstown OH 04/2016 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canfield OH 08/2024 Present
Unemployed Struthers OH 01/2024 07/2024
Bank Of America, N.A. Canfield OH 09/2024 Present
  • 04/2016 → 12/2023
    Pnc Bank
    Youngstown, OH
  • 04/2016 → 12/2023
    Pnc Investments
    Youngstown, OH
  • 08/2024 → Present
    Canfield, OH
  • 01/2024 → 07/2024
    Unemployed
    Struthers, OH
  • 09/2024 → Present
    Bank Of America, N.A.
    Canfield, OH
Previous Registrations
Other Businesses

I*1968268 Entity Charitable Name of OBA: YOUNGSTOWN AREA GOODWILL Address: YOUNGSTOWN, Ohio, 44505 Investment Related: No Position, Title, Association: Board Member,Officer Employee Start Date: 04/01/2009 No Hours: 2 No Hours during trading: 0 Duties: I currently serve on Executive Committee as past board president. I serve in an advisory role to current board president and I serve on finance committee of the board of directors. I*1969275 , Entity Type,Charitable Name of OBA:SIGHT FOR ALL UNITED Address:STRUTHE,OH,44471 Investment Related: NO Position, Title, Association:Board Member Employee Start Date: 08/04/2016 No Hours:3 WEEKLY No Hours during trading:3 Duties:MISSION IS TO ASSIST INDIVIDUALS IN THE COMMUNITY WITH ACCESS TO EYECARE SERVICES. WE SERVE UNINSURED AND UNDER INSURED INDIVIDUALS WHO DO NOT HAVE RESOURCES TO PAY FOR GLASSES, EXAMS, CO PAYS. WE ORGANIZE A VISION VAN TO GO TO COMMUNITY CENTER, PUBLIC SCHOOLS AND PROVIDE VISION SCREENINGS, EYE EXAM IF WARRANTED AND PAY FOR FREE EYEGLASSES IF NEEDED. I AM CO FOUNDER OF THE NON PROFIT AND SIT ON THE BOARD OF DIRECTORS. I DO ADVISE OUR NEWLY HIRED EXECUTIVE DIRECTOR ON DAY TO DAY OPERATIONS AND ASSIST IN FUND RAISING- ANNUAL GOLF OUTING AND GALA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 1993-11-23
  • S66 Uniform Combined State Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    1993-11-23
Other Names
  • Karen Lee Conn
  • Karen Lee Segesto
  • Karen Lee Hauser
  • Karen Conn
  • Karen Hauser

View on SEC IAPD

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