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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Butte | MT | 07/2009 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Scott Ferguson - Rental Property; No; ; BUTTE; MT; ; Rental Property; Owner; 1/1/2000; 1; 0; Rent and maintain property.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 17 S MAIN; BUTTE; MT; 59701; Fixed Insurance Sales; Independent Insurance Agent; 7/1/2009; 160; 160; Sales of Fixed Insurance Products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
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