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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-10-02
MT RA APPROVED 2018-08-14
  • HI RA
    APPROVED
    Since 2024-10-02
  • MT RA
    APPROVED
    Since 2018-08-14

Branch Locations

15 Discovery Drive, Butte, MT 59701-3124 • United States

Lahaina, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Butte MT 03/1998 Present
Leo Mccarthy Insurance Agency Butte MT 06/1997 Present
State Farm Investment Management Corp. Butte MT 08/2018 Present
  • 03/1998 → Present
    State Farm Vp Management Corp.
    Butte, MT
  • 06/1997 → Present
    Leo Mccarthy Insurance Agency
    Butte, MT
  • 08/2018 → Present
    Butte, MT
Other Businesses

1) Leo McCarthy's Insurance Agency; Insurance Agency; Investment-related; 15 Discovery Dr Butte, MT 59701-3124; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/1996; 80; 80; Service customers and supervise employees 2) Digger Athletic Association, non-investment-related, 1600 W Park Association, 1600 W Park St Butte MT 59701, Non-profit organization that helps and raises money for Montana Tech athletes, 12/31/2015, board member, attend monthly meetings and assist in non-financial events. No raising of money through any means will be performed.,1hr/mo., 4hr/mo. 3) Association of Apartment Owners of Noelani; Non-Investment-Related; 3804095 L Honoapiilani Road, Lahaina Maui, HI 96761; Owner; Request to approve to join the owners board of directors. This is separate from the rental association, of which, I do not belong to as a board member.; 5/2/2018; Board member in making decisions on owner's property upkeep.; 1 HR/MO & 0 HR/MO. 4) Mariah Daye Mccarthy Scholarship Foundation - Dba Mariah's Challenge; Non-investment-related; ADDRESS; Education; Officer; President; 10/04/2021; 5; 8; Provide scholarships to graduating high school, home school seniors who follow the tenets of Mariah Daye McCarthy Scholarship Foundation, dba Mariah's Challenge. 5) Praxis Sim Holdings, LLC; investment-related; 465 E Galena Street STE B, Butte, MT 59701; Membership/Civic/Fraternal Organization; Board Member; None; 06/03/2022; 1; 5; Role of the Advisory Board. 6) Mariah Daye McCarthy Scholarship Foundation, INC; Non-investment-related; 13 Holly Lane, Butte, MT 59701; Association/Committee/Council; Director (includes sitting on Board of Directors); President; 04/08/2022; 2; 0; Conduct quarterly meetings, review upcoming events, scholarship ceremony, charity golf game. 7) FOUR MACS, LLC; INVESTMENT-RELATED; OFFICER; 13 HOLLY LANE, BUTTE, MT 59701; INVESTMENT OR COMMMERCIAL PROPERTY; OFFICER; 3//12008; 0; Oversight of LLC payments, expenses and taxes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    1998-06-29
Designations
Other Names
  • Leo Mccarthy

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