Daniel Mccaffery Regan

Current Employers

Employment History

• 01/1999 → Present
  Regan Financial
  Butte, MT
• 12/2015 → 11/2018
  Signator Investors, Inc.
  Butte, MT
• 11/2018 → Present
  Osaic Wealth, Inc.
  Butte, MT

Other Businesses

1)REGAN FINANCIAL SERVICES-INSURANCE; PRESIDENT; STARTED 1/1/1999, 20-25 HRS/WK; OFFERING LIFE, HEALTH, PROPERTY AND CASUALTY INSURANCE AND ANNUITIES... 2) REGAN FINANCIAL SERVICES INC.:DBA ROCKY MOUNTAIN INSURANCE AGENCY POSITION: Owner/operator NATURE: Property and Casualty Insurance Agency. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2019 ADDRESS: 1601 Harrison Ave., Butte MT 59701, United States DESCRIPTION: Supervision/Sales/Administration 3) BEEF TRAIL SKI ESTATES HOA POSITION: Secretary NATURE: Home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/20/2008 ADDRESS: no physical address, Butte MT 59701, United States DESCRIPTION: Secretary and I write letters and emails to the other homeowners as to our road maintenance schedule and weed spraying. 4) REGAN FINANCIAL SERVICES- SECURITIES POSITION: Registered Rep/ Owner NATURE: Sale of securities products. I have business cards that have been approved by compliance with the Dba on the business card. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1999 ADDRESS: 1601 Harrison Avenue, Butte MT 59701, United States DESCRIPTION: Sale of mutual funds and stocks. 5) MAC AND HOLLY REGAN POSITION: OWNER NATURE: MY WIFE AND I OWN THE BUILDING WHERE I HAVE MY OFFICE AND PAY OURSELVES RENT. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2020 ADDRESS: 1601 HARRISON AVENUE, BUTTE MT 59701, United States DESCRIPTION: I clean the building and do general maintenance and shovel snow before work in the winter. 6) REGAN FINANCIAL SERVICES, INC POSITION: Owner/agent NATURE: Sale of Medicare supplements, life insurance and fixed multi year guarantee annuities. No index or Rila. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1999 ADDRESS: 1601 Harrison Ave, Butte MT 59701, United States DESCRIPTION: Meeting with prospects/clients to help them obtain Medicare supplement coverage, life insurance policy sales, and fixed multi year guarantee annuities, typically 5 year guaranteed rate annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-12
• S63 Uniform Securities Agent State Law Examination
  1993-06-05

Other Names

• D Mac Regan
• Mac Regan