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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

100 Nw John Jones Dr, Burleson, TX 76028 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

6000 Harris Pkwy, Fort Worth, TX 76132 • United States

435 E Renfro St, Burleson, TX 76028 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burleson TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Burleson TX 11/2016 Present
Previous Registrations
  • 2003-02-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Fort Worth, TX
    Burleson, TX
    Fort Worth, TX
    Alvarado, TX
    Kennedale, TX
    Fort Worth, TX
    Cleburne, TX
    Burleson, TX
    Burleson, TX
    Fort Worth, TX
    Benbrook, TX
    Joshua, TX
    Godley, TX
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-24
S63 Uniform Securities Agent State Law Examination 1993-11-01
  • S66 Uniform Combined State Law Examination
    2003-06-24
  • S63 Uniform Securities Agent State Law Examination
    1993-11-01
Other Names
  • Cindy Ann Crowder
  • Cindy Timmons
  • Cynthia Timmons

View on SEC IAPD

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