Michael J Oana

Current Employers

Employment History

• 05/2005 → 09/2019
  Summit Brokerage Services Inc
  Columbia, SC
• 05/2005 → 05/2021
  Summit Financial Group Inc
  Columbia, SC
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-05-18 → 2021-05-20
  Summit Financial Group Inc
  Columbia, SC
• 1994-07-07 → 2005-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC

Other Businesses

(1) - - COLUMBIA CEO ASSOCIATION; SINCE 01/15/1995; ADDRESS SAME AS BRANCH; FOUNDER; Meet with other professionals from around the Columbia area and share lead information; 1 HOUR SPENT PER MONTH ON THIS ACTIVITY; 0 DURING TRADING HOURS (2) - - MICHAEL OANA RPS; SINCE 07/11/2012; SAME ADDRESS AS BRANCH; OWNER; DBA name; 200 hours per month - 8 during trading hours. (3) - - Team Oana Investment Advisors: Since 07/10/2006; at branch office; this is for tax purposes only not held out to public. Zero hours a month. 4) NAME OF OTHER BUSINESS: TEAM OANA BOOK WRITING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOKS; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WRITE BOOKS TO SELL;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-18
• S63 Uniform Securities Agent State Law Examination
  1994-06-03