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Hisashi Sano

LPl Enterprise, LLC

Pleasant Hill, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

140 Gregory Lane Suite 170, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America San Ramon CA 09/2011 Present
Pruco Securities, Llc. San Ramon CA 09/2011 11/2024
Lpl Enterprise, Llc Plesant Hill CA 11/2024 Present
Previous Registrations
  • 2016-01-05 → 2024-11-14
    Pruco Securities, Llc.
    Walnut Creek, CA
    San Ramon, CA
    Walnut Creek, CA
    Plesant Hill, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-15
S63 Uniform Securities Agent State Law Examination 2011-12-03
  • S65 Uniform Investment Adviser Law Examination
    2015-12-15
  • S63 Uniform Securities Agent State Law Examination
    2011-12-03

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Pleasant Hill, CA
AMERIPRISE FINANCIAL SERVICES, LLC · PLEASANT HILL, CA
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