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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-20 |
Branch Locations
8530 Eagle Point Blvd Ste 125, Lake Elmo, MN 55042 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Sunamerica | Woodland Hills | CA | 03/2010 | 01/2017 |
| Aig Capital Services Inc. | Woodkand Hills | CA | 03/2010 | 01/2017 |
| Green Guardian Wealth Managment | Lake Elmo | MN | 11/2025 | Present |
| Sagepoint Financial, Inc. | Forest Lake | MN | 01/2017 | 11/2024 |
| Osaic Wealth, Inc. | Forest Lake | MN | 09/2023 | 11/2024 |
| Principal Life Insurance Co | St Paul | MN | 11/2024 | Present |
| Principal Securities Inc | St Paul | MN | 11/2024 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 2 START DATE: 01/16/2025 ADDRESS: 8530 Eagle Point Blvd, #125, Lake Elmo MN 55042, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **GREEN GUARDIAN WEALTH MANAGMENT (DBA) POSITION: Registered Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/14/2025 ADDRESS: 8530 Eagle Point Blvd, #125, Lake Elmo MN 55042, United States DESCRIPTION: All business and branding done under this DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-24 |
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