Brian T. Docking

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Robert W. Baird & Co.
  Wichita, KS

Previous Registrations

• 2008-01-01 → 2015-06-12
  Wells Fargo Clearing Services, Llc
  Wichita, KS
• 2005-11-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Kansas City, MO
  St. Louis, MO
  Wichita, KS
  Kansas City, MO

Other Businesses

Name: UNION STATE BANK; Not investment-related; Address: P.O. BOX 928, ARKANSAS CITY, KS 67005-0928; Nature: Bank; Role: Director- Chair; Start Date: 2008; Appx hrs: works 4 hours every other Month which could be during trading hours; Hrs during trading: 4 hours every other month; Duties: Director on Board. Review minutes, discuss loans, review balance sheet, etc. Name: Docking Bancshares, Inc.; Not investment-related; Address: 127 S. Summit St, Arkansas City, KS 67005; Nature: Business; Role: Board Member, Officer; Start Date: 9/19/17; Appx hrs: 10 hours a year; Hrs during trading: 3 Hours; Duties: I will be responsible for voting on issues coming before the Docking Bancshares board which could include nominations for the board, bylaw changes, any other matters that might come up from the operations of the two banks that are owned by Dockingbancshares.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-23

Designations

• Certified Financial Planner

Other Names

• Brian T. Docking
• Brian T. Docking