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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
TN RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • TN RA
    APPROVED
    Since 2025-02-20

Branch Locations

240 Wilson Pike Circle Suite 150, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corp Brentwood TN 07/2008 08/2017
Concourse Financial Group Securities Inc Brentwood TN 08/2017 02/2025
Pittenger Financial Consulting Brentwood TN 05/2009 Present
Cetera Wealth Services, Llc Brentwood TN 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 07/2008 → 08/2017
    Lincoln Financial Securities Corp
    Brentwood, TN
  • 08/2017 → 02/2025
    Concourse Financial Group Securities Inc
    Brentwood, TN
  • 05/2009 → Present
    Pittenger Financial Consulting
    Brentwood, TN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Brentwood, TN
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-31 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Brentwood, TN
    Brentwood, TN
    Birmingham, AL
    Brentwood, TN
    Birmingham, AL
  • 2004-01-30 → 2017-09-13
    Osaic Fs, Inc.
    Franklin, TN
    Brentwood, TN
  • 2004-06-21 → 2016-07-18
    Independent Advisers Group Corp
    Franklin, TN
    Brentwood, TN
Other Businesses

(dba) PITTENGER FINANCIAL CONSULTING; Investment Related; 240 Wilson Pike Circle, Suite 150, Brentwood TN 37027; Insurance; Producer/Owner; Start Date 05/2009; 40 hours per month with all 40 hours occurring during trading hours;  Offering long-term care, disability, life, and annuity insurance products. >> BARRY PITTENGER - INSURANCE; Investment Related; Insurance; 240 Wilson Pike Circle, Suite 150, Brentwood TN 37027; Insurance; Independent Insurance Agent / Principal; Start Date 09/1994; 40 hours per month with the majority of those hours per month occurring during trading hours; Provide help finding coverage for respective insurance (Life, Disability, Health, Long-Term Care, Annuity) products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-02
  • S63 Uniform Securities Agent State Law Examination
    1993-12-02

View on SEC IAPD

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