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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-30
IL RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2015-07-30
  • IL RA
    APPROVED
    Since 2009-10-05

Branch Locations

3030 Warrenville Rd Ste 420, Lisle, IL 60532-1000 • United States

Bristol, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oakbrook Terrace IL 10/2009 03/2020
Ameriprise Financial Services, Inc. Downers Grove IL 10/2009 03/2020
Ameriprise Financial Services, Llc Lisle IL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Oakbrook Terrace, IL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Downers Grove, IL
  • 03/2020 → Present
    Lisle, IL
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
  • 2003-03-11 → 2003-06-25
    Oakbrook Terrace, IL
Other Businesses

Business Ownership; Primrose School; Owner/manage/assist my wife in management of business responsibilities associated with the school; school, preschool, daycare; n/a, , Wheaton, IL, 60187; Not Investment-Related; 10/23/2020; 10 to 19 hours per month; 0 during trading hours / Bright Learning; assist wife in running business as a Primrose School; school; 51 N Royal Oaks Dr, , Bristol, IL, 60512; Not Investment-Related; 11/19/2020; 0 hours per month; 0 during trading hours / Illini RE Holdings; owner; real estate management company; 51 N Royal Oaks Dr, , Bristol, IL, 60512; Investment-Related; 06/01/2021; 1 to 9 hours per month; 0 during trading hours / SCS Corp; staff/overhead management; entity to facilitate paying of lease, office expenses and staffing for Ameriprise Franchise business; 3030 Warrenville Rd, , Lisle, IL, 60532; Investment-Related; 03/11/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-23
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S65 Uniform Investment Adviser Law Examination
    2001-01-23
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03
Other Names
  • Steve Stalcup

View on SEC IAPD

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