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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-30 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
3030 Warrenville Rd Ste 420, Lisle, IL 60532-1000 • United States
Bristol, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oakbrook Terrace | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Lisle | IL | 03/2020 | Present |
Business Ownership; Primrose School; Owner/manage/assist my wife in management of business responsibilities associated with the school; school, preschool, daycare; n/a, , Wheaton, IL, 60187; Not Investment-Related; 10/23/2020; 10 to 19 hours per month; 0 during trading hours / Bright Learning; assist wife in running business as a Primrose School; school; 51 N Royal Oaks Dr, , Bristol, IL, 60512; Not Investment-Related; 11/19/2020; 0 hours per month; 0 during trading hours / Illini RE Holdings; owner; real estate management company; 51 N Royal Oaks Dr, , Bristol, IL, 60512; Investment-Related; 06/01/2021; 1 to 9 hours per month; 0 during trading hours / SCS Corp; staff/overhead management; entity to facilitate paying of lease, office expenses and staffing for Ameriprise Franchise business; 3030 Warrenville Rd, , Lisle, IL, 60532; Investment-Related; 03/11/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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