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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-31 |
| AZ | RA | APPROVED | 2015-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Phoenix | AZ | 08/2005 | Present |
| Independent Financial Group | San Diego | CA | 02/2007 | Present |
(1) SYMPHONY FINANCIAL SERVICES, LLC POSITION: . NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 Address: DESCRIPTION: REGISTERED REPRESENTATIVE OF DBA USED TO MARKETING PURPOSES (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: IFG NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 15022 S 40th Pl, Phoenix AZ 85044, United States DESCRIPTION: AZ INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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