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Mark Fallon Kregor

Stifel, Nicolaus & Company, Incorporated

Louisville, KY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-17
KY RA APPROVED 2021-10-14
  • TX RA
    APPROVED_RES
    Since 2025-12-17
  • KY RA
    APPROVED
    Since 2021-10-14

Branch Locations

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 09/1993 11/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 08/2021
Stifel Nicolaus & Co Inc Louisville KY 08/2021 Present
  • 09/1993 → 11/2019
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Louisville, KY
  • 10/2019 → 08/2021
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 08/2021 → Present
    Stifel Nicolaus & Co Inc
    Louisville, KY
Previous Registrations
  • 2019-10-18 → 2021-08-10
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 2004-01-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-26
  • S63 Uniform Securities Agent State Law Examination
    1993-11-26

View on SEC IAPD

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