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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Army Reserve | Taunton | MA | 08/2005 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 10/2012 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 10/2012 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
*440317 - U.S. Army; Investment related No; Fort Benning, Georgia; Civic/Religious/Community; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2005; During business hours: 0; After business hours: 25; Observer Coach/ Trainer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
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