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William Bond

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-19
FL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Petersburg FL 10/2009 Present
Bank Of America, N.A. Saint Petersburg FL 11/2009 Present
Previous Registrations
  • 1998-01-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    St. Petersburg, FL
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-05
S63 Uniform Securities Agent State Law Examination 1993-10-13
  • S65 Uniform Investment Adviser Law Examination
    1995-12-05
  • S63 Uniform Securities Agent State Law Examination
    1993-10-13
Other Names
  • Trey Bond

View on SEC IAPD

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