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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-26 |
| OH | RA | APPROVED | 2015-10-13 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 10/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2015 | Present |
*441511 - Gould Brothers; Investment related Yes; Morehead, KY; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 0; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
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