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Jeffrey Wood

LPl Enterprise, LLC

Wakefield, MA

Hinesburg, VT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-01
TX RA APPROVED 2024-12-06
FL RA APPROVED 2024-11-20
CA RA APPROVED 2024-11-14
CT RA APPROVED 2024-11-14
GA RA APPROVED 2024-11-14
KY RA APPROVED 2024-11-14
ME RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
NV RA APPROVED 2024-11-14
NH RA APPROVED 2024-11-14
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
NC RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
RI RA APPROVED 2024-11-14
VT RA APPROVED 2024-11-14
WV RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2025-08-01
  • TX RA
    APPROVED
    Since 2024-12-06
  • FL RA
    APPROVED
    Since 2024-11-20
  • CA RA
    APPROVED
    Since 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14
  • KY RA
    APPROVED
    Since 2024-11-14
  • ME RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14
  • NH RA
    APPROVED
    Since 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14
  • VT RA
    APPROVED
    Since 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Hinesburg, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Montpelier VT 08/2011 05/2021
Prudential Insurance Company Of America Hinesburg VT 06/2021 Present
Pruco Securities, Llc. Hinesburg VT 06/2021 11/2024
Lpl Enterprise, Llc Newark NJ 11/2024 Present
  • 08/2011 → 05/2021
    Equity Services, Inc.
    Montpelier, VT
  • 06/2021 → Present
    Prudential Insurance Company Of America
    Hinesburg, VT
  • 06/2021 → 11/2024
    Pruco Securities, Llc.
    Hinesburg, VT
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Newark, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-03
S66 Uniform Combined State Law Examination 2001-05-21
S63 Uniform Securities Agent State Law Examination 1998-04-28
  • S65 Uniform Investment Adviser Law Examination
    2021-09-03
  • S66 Uniform Combined State Law Examination
    2001-05-21
  • S63 Uniform Securities Agent State Law Examination
    1998-04-28
Designations
Other Names
  • Jeff Wood

View on SEC IAPD

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OSAIC WEALTH, INC. · WAKEFIELD, MA
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