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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
101 S Whiting St Ste 203, Alexandria, VA 22304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Dondero & Associates, Limited | Alexandria | VA | 05/1997 | 04/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. OFFER FIXED INSURANCE PRODUCTS: LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE. 2. TAX PREPARATION THROUGH BARBARA J.O'LEARY LLC. 3. NAME OF OTHER BUSINESS: BARBARA J. O'LEARY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WILL & TRUST PLANNING; START DATE: 11/2002; POSITION/TITLE/RELATIONSHIP: MASTER CERTIFIED ESTATE PLANNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WILL & TRUST PLANNING, TRUST SETTLEMEN, COORDINATE BETWEEN CLIENT AND ATTORNEY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-15 |
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