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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-29 |
| UT | RA | APPROVED | 2009-10-05 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Kaysville, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Business Ownership; SneakerHeads LLC; Manage business; Online Retail Sales; 1205 Willowbrook Ln, , Kaysville, UT, 84037; Not Investment-Related; 01/10/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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