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Sarah Elizabeth Spartz

Ameriprise Financial Services, LLC

Sioux City, IA

Sioux City, IA

CRD 5033316

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2012-04-19
  • IA RA
    APPROVED
    Since 2012-04-19

Branch Locations

3139 S Lakeport St, Sioux City, IA 51106 • United States

Sioux City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sioux City IA 03/2004 03/2020
Ameriprise Financial Services, Llc Sioux City IA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-18
  • S66 Uniform Combined State Law Examination
    2012-04-18
Other Names
  • Sarah Elizabeth Chilton
  • Sara Elizabeth Spartz
  • Sarah Spartz

View on SEC IAPD

Nearby Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Nearby Investors

Eric John Ricke
Kaitlyn Margaret Ricke
NATE THOMAS COLBERT

Nearby Offices

EDWARD JONES · Sioux City, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Sioux City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sioux City, IA

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