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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-23 |
| NE | RA | APPROVED | 1997-07-31 |
Branch Locations
1930 E 20Th Pl Ste 200A, Scottsbluff, NE 69361-2874 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Scottsbluff | NE | 06/1997 | Present |
1.12/02/2004 - DBA:KLEAGER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL Business). 2. 01/09/2018 - Kleager Financial Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/18 - 40 Hours Per Month / 40 Hours During Trading - I am changing my business structure from a sole prop to an S corp. I am adding "Inc" to my previously approved DBA. The DBA is used to pay rent, employee, etc. It is not an insurance agency nor RIA. The only business is LPL Financial securities business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-22 |
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