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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Findlay | OH | 09/2013 | 07/2025 |
| Union Bank Co | Findlay | OH | 09/2013 | Present |
| Osaic | Scottsdale | AZ | 05/2025 | Present |
1. SAVAGE AND ASSOCIATES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 04/29/2025 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: life, disability, and health insurance sales 2. SAVAGE AND ASSOCIATES POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 04/29/2025 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, and manage a portfolio as part of my primary function as an FP 3. DAVID CORNWELL, INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/29/2025 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Selling Life and Health insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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