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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-07 |
| UT | RA | APPROVED | 2017-09-26 |
| WA | RA | APPROVED | 2017-09-26 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
Hurricane, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Salt Lake City | UT | 06/2009 | 09/2017 |
| Oppenheimer & Co. Inc. | Seattle | WA | 09/2017 | Present |
DOTERRA OILS. SALES REP. OIL ESSENTIAL FOR HEALTH PURPOSES 0 HOURS PER MONTH NOT ACTIVELY SOLICITING. 0 EARNINGS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-28 |
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