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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-07
UT RA APPROVED 2017-09-26
WA RA APPROVED 2017-09-26
  • TX RA
    APPROVED
    Since 2018-02-07
  • UT RA
    APPROVED
    Since 2017-09-26
  • WA RA
    APPROVED
    Since 2017-09-26

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Hurricane, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Salt Lake City UT 06/2009 09/2017
Oppenheimer & Co. Inc. Seattle WA 09/2017 Present
  • 06/2009 → 09/2017
    Morgan Stanley Smith Barney
    Salt Lake City, UT
  • 09/2017 → Present
    Seattle, WA
Previous Registrations
  • 2009-06-01 → 2017-09-26
    Salt Lake City, UT
    Seattle, WA
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2002-01-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Salt Lk City, UT
    Salt Lake City, UT
Other Businesses

DOTERRA OILS. SALES REP. OIL ESSENTIAL FOR HEALTH PURPOSES 0 HOURS PER MONTH NOT ACTIVELY SOLICITING. 0 EARNINGS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-11
S63 Uniform Securities Agent State Law Examination 1993-09-28
  • S65 Uniform Investment Adviser Law Examination
    2001-12-11
  • S63 Uniform Securities Agent State Law Examination
    1993-09-28
Other Names
  • Cheree Deann Wright
  • Cheree D Hansen

View on SEC IAPD

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