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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-12
IL RA APPROVED 1997-12-04
  • FL RA
    APPROVED
    Since 2022-08-12
  • IL RA
    APPROVED
    Since 1997-12-04

Branch Locations

3000 Woodcreek Dr Ste 110, Downers Grove, IL 60515 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Downers Grove IL 09/1993 03/2020
Ameriprise Financial Services, Llc Downers Grove IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 3000 Woodcreek Drive, Suite 110, Downers Grove, Il., ,; Not Investment-Related; 05/01/2009. Independent Insurance Brokering; Blue Cross and Blue Shield of Illinois; 09/01/2016; / United Healthcare; 09/01/2016; . Business Ownership; Roosevelt Properiites; ; This is for the building I own, and that we use solely for our P-2 franchise buisness. It flows through to our own personal taxes; 3000 Woodcreek DriveSuite 110Downers Grove, Il. 60515, ,; Investment-Related; 01/10/2008; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Maxinkuckee Country Club; Board member; East Shore Drive, , Culver , IN, 54110; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-22
S63 Uniform Securities Agent State Law Examination 1993-10-13
  • S65 Uniform Investment Adviser Law Examination
    1998-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-10-13
Other Names
  • Phil Watson
  • Philip Watson

View on SEC IAPD

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