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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| GA | RA | APPROVED | 2022-01-13 |
Branch Locations
723 Washington St Sw Ste 5, Gainesville, GA 30501 • United States
3325 Paddocks Pkwy Ste 110, Suwanee, GA 30024-6060 • United States
Flowery Branch, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Suwanee | GA | 01/1993 | 03/2020 |
| Ameriprise Financial Services, Llc | Gainesville | GA | 03/2020 | Present |
Real Estate Ownership; Commercial; 6208 and 6204 Mitchell Street, Flowery Branch, GA 30542, ,; Not Investment-Related; 05/31/2016. Business Ownership; Accounts By Kim, Inc.; Keep track of revenues and expenses in my AMPF/Associate Financial Advisor business.; Business is to keep track or revenues and expenses as an Associate Financial Advisor at AMPF exclusively; 6582 Gaines Ferry Road, , Flowery Branch, GA, 30542; Not Investment-Related; 03/14/2003; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Luccia & Associates; Associate Advisor; AFA for Ameriprise under Luccia & Associates; 723 Washington St. SW , Suite 5 , Gainesville, GA, 30501; Investment-Related; 01/01/2025; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-23 |
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