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Brent Andrew Peddy

Forefront

Austin, TX

Rock Hill, SC

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Current Employers
Forefront

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-03
  • TN RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-03

Branch Locations

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Charlotte NC 02/2011 03/2025
Pruco Securities, Llc. Charlotte NC 02/2011 03/2025
Forefront Austin TX 03/2025 Present
  • 02/2011 → 03/2025
    Prudential Insurance Company Of America
    Charlotte, NC
  • 02/2011 → 03/2025
    Pruco Securities, Llc.
    Charlotte, NC
  • 03/2025 → Present
    Forefront
    Austin, TX
Previous Registrations
  • 2011-03-04 → 2024-12-10
    Pruco Securities, Llc.
    Charlotte, NC
    Rock Hill, SC
  • 2007-06-08 → 2011-02-25
    Nexity Financial Services, Inc.
    Belmont, NC
    Macon, GA
    Gainesville, GA
    Birmingham, AL
    Belmont, NC
  • 2006-03-03 → 2007-05-14
    Alight Financial Solutions, Llc
    Charlotte, NC
    Chicago, IL
    Lincolnshire, IL
    Charlotte, NC
  • 2004-09-07 → 2006-02-06
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2002-05-21 → 2003-08-25
    Harrisdirect Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-16
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S66 Uniform Combined State Law Examination
    2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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