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Current Employers
The Oak Ridge Financial Services Group, Inc.

701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-10-19
FL RA APPROVED 2014-08-05
MN RA APPROVED 2014-01-27
WI RA APPROVED 2013-03-13
  • NV RA
    APPROVED
    Since 2023-10-19
  • FL RA
    APPROVED
    Since 2014-08-05
  • MN RA
    APPROVED
    Since 2014-01-27
  • WI RA
    APPROVED
    Since 2013-03-13

Branch Locations

701 Xenia Avenue S, Golden Valley, MN 55416 • United States

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Ridge Financial Services Group Inc Golden Valley MN 03/2003 Present
  • 03/2003 → Present
    Oak Ridge Financial Services Group Inc
    Golden Valley, MN
Other Businesses

Rep is a song writer and performer. Produces music physically and digitally. This is not investment related. Rep spends 20 hours per month on this not during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-09
S65 Uniform Investment Adviser Law Examination 1994-07-11
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S66 Uniform Combined State Law Examination
    2013-03-09
  • S65 Uniform Investment Adviser Law Examination
    1994-07-11
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19
Other Names
  • Jon E Berg

View on SEC IAPD

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