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Richard John Pinola

Osaic Wealth, Inc.

Malvern, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-24
  • PA RA
    APPROVED
    Since 2025-01-24

Branch Locations

1 North Bacton Hill Road Suite 202, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Malvern PA 02/2009 01/2025
Hendrixson Pinola Financial Services Malvern PA 05/2009 Present
Osaic Wealth, Inc. Malvern PA 01/2025 Present
  • 02/2009 → 01/2025
    Lincoln Financial Advisors Corporation
    Malvern, PA
  • 05/2009 → Present
    Hendrixson Pinola Financial Services
    Malvern, PA
  • 01/2025 → Present
    Malvern, PA
Previous Registrations
  • 2009-03-02 → 2025-01-24
    Osaic Fa, Inc.
    Malvern, PA
    Blue Bell, PA
    Malvern, PA
  • 2007-01-26 → 2009-03-06
    Malvern, PA
    Wayne, PA
Other Businesses

1) HPRGV, LLC 1 NORTH BACTON HILL ROAD SUITE 202 MALVERN, PA 19355 CATEGORY: REAL ESTATE MGT/RENTAL INVESTMENT-RELATED: NO TITLE: OWNER/PARTNER DUTIES: LEASE OFFICE SPACE START DATE: 10/2007 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 2) RICHARD PINOLA DBA HENDRIXSON PINOLA FINANCIAL SERVICES 1 N. BACTON HILL ROAD, SUITE 202 MALVERN, PA 19355 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING DISABILITY INSURANCE, FIXED ANNUITITES, FIXED LIFE SETTLEMENTS, AND TRADITIONAL LIFE INSURANCE START DATE: 03/1/2016 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2 3) PINOLA WEALTH ADVISORY POSITION: Agent NATURE: There is no structure it is a DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/11/2016 ADDRESS: 1 N. Bacton Hill Road, Suite 202, Malvern PA 19355, United States DESCRIPTION: Insurance and Investments through Osaic

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S65 Uniform Investment Adviser Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08
Other Names
  • Richard J Pinola

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