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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-29 |
| TX | RA | APPROVED | 2020-06-26 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Coral Gables | FL | 10/2010 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Coral Gables | FL | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2020 | Present |
* 406820 - Paraiso 1208 LLC; Investment related Yes; Miami, FL; Residential apartment; Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; During business hours: 0; After business hours: 0. * 406823 - Residential property; Investment related Yes; Miami, FL; Owner (proprietor, partner, officer, director, employee, trustee, agent); September 2009; During business hours: 0; After business hours: 0. * 406825 - Residential property; Investment related Yes; Miami, FL; Owner (proprietor, partner, officer, director, employee, trustee, agent); March 2011; During business hours: 0; After business hours: 0. * 696553 - Lion Cave LLC; Investment related - No; Doral, Florida; Sports/Gym; Partner:Investor (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Pasive investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-06 |
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