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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-05-20 |
| NJ | RA | APPROVED | 2019-02-25 |
| FL | RA | APPROVED | 2018-11-15 |
| SC | RA | APPROVED | 2018-10-10 |
| PA | RA | APPROVED | 2018-10-09 |
| VA | RA | APPROVED | 2018-10-09 |
| DE | RA | APPROVED | 2018-10-05 |
| MD | RA | APPROVED | 2018-09-17 |
| NC | RA | APPROVED | 2018-09-17 |
| TX | RA | APPROVED_RES | 2018-09-12 |
| CA | RA | APPROVED | 2018-09-11 |
Branch Locations
505 Lakeview Avenue, Milford, DE 19963 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hermann Financial Services | Milford | DE | 03/1992 | Present |
| American Financial Management Group | Berwyn | PA | 10/2012 | 11/2018 |
| Triad Advisors, Inc. | Norcross | GA | 05/2014 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 09/2018 | Present |
| Osaic Wealth, Inc. | Milford | DE | 08/2024 | Present |
1. HERMANN FINANCIAL SVCS INC; NOT INVESTMENT RELATED; 505 LAKEVIEW AVENUE, MILFORD,DE 19963; INSURANCE BROKERAGE;PRESIDENT;5/1992;30 HRS/MONTH;1-2 HRS PER TRADING DAY;PROVIDE LIFE,HEALTH,LONG TERM CARE & DISABILITY COVERAGE FOR SELECT CITIES 2. Bruce D Hermann II Insurance & Consulting Firm; not investment related;505 Lakeview Avenue, Milford, DE 19903;fixed insurance & consulting services; president/owner;5/1992;10-12 hrs./month;45 minutes during trading; review life, fixed annuity, disability income and long term care insurance coverages 3. DE Boys, LLC; not investment related;35 S. Horseshoe Drive, Milford, DE 19963;real estate holding firm; owner/member of the LLC;2002;2 hrs./month;0 hrs. during trading; receive rental income from Hermann Financial Services, Inc 4. MILFORD LIONS CLUB POSITION: Membership Chair person NATURE: I volunteer for the Milford Lions Club acting as the Membership Chairperson. This is a board position, hence the disclosure. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2024 ADDRESS: PO Box 25, 505 Lakeview Avenue, Milford DE 19903, United States DESCRIPTION: I solicit new members for the Milford Lions Club. 5. HERMANN FINANCIAL SVCS INC. POSITION: PRESIDENT NATURE: INC. INSURANCE BROKERAGE Long Term Care Insurance Sales Fixed Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 05/01/1992 ADDRESS: 505 LAKEVIEW AVENUE, 505 Lakeview Avenue, MILFORD DE 19963, United States DESCRIPTION: PROVIDE LIFE,HEALTH,LONG TERM CARE & DISABILITY COVERAGE FOR SELECT CLIENTS FIXED ANNUITY SALES AS WELL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-20 |
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