Christopher Charles Theis

Current Employers

Employment History

• 01/2011 → 09/2018
  Wells Fargo Advisors Financial Network Llc
  Dover, DE
• 01/2011 → 09/2018
  Big Investment Services
  Dover, DE
• 09/2018 → 07/2025
  Commonwealth Financial Network
  Waltham, MA
• 09/2018 → 07/2025
  Guardian Advisors, Llc
  Millsboro, DE
• 07/2025 → Present
  Ameriprise Financial Services Llc
  Millsboro, DE

Previous Registrations

• 2018-09-21 → 2025-07-29
  Commonwealth Financial Network
  Waltham, MA
  Millsboro, DE
  Milford, DE
• 2018-02-26 → 2018-09-24
  Big Investment Services
  Dover, DE
• 2011-01-10 → 2018-04-04
  Wells Fargo Advisors Financial Network, Llc
  Dover, DE
• 2009-02-25 → 2011-01-12
  Edward Jones
  Millsboro, DE
  St Louis, MO
  Ocean View, DE

Other Businesses

Business Ownership; GUARDIAN ADVISORS LLC; Owner; Manage Ameriprise Business; 60 Rivers End Dr, , Seaford, DE, 19973; Investment-Related; 07/26/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Delmarva Christian Schools Board of Directors; Treasurer; 21777 Sussex Pines Rd, , Georgetown, DE, 19947; Not Investment-Related; 03/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Rivers End Property Owners Association; Treasurer; 111 Rivers End Dr, , Seaford, DE, 19973; Not Investment-Related; 12/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GUARDIAN ADVISORS LLC; Owner; Manage advisory business; 60 Rivers End Dr, , Seaford, DE, 19973; Investment-Related; 07/26/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-13
• S63 Uniform Securities Agent State Law Examination
  1994-03-01

Other Names

• Chris Theis