Daniel A Baron

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Charles Schwab & Co., Inc
  Phoenix, AZ
• 06/2014 → 09/2018
  Schwab Private Client Investment Advisory
  Phoenix, AZ
• 01/2023 → Present
  Schwab Wealth Advisory Inc
  Phoenix, AZ

Previous Registrations

• 2014-07-01 → 2018-09-06
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ
• 2007-03-28 → 2010-03-10
  Usaa Financial Planning Services
  Phoenix, AZ
• 2006-12-19 → 2007-02-10
  Uvest Financial Services Group, Inc.
  Glendale, AZ
  Charlotte, NC
• 2006-03-17 → 2006-11-07
  Voya Financial Partners, Llc
  Windsor, CT
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

Cactus Combat Match League|Investment Related:No|Sports/Physical Recreation|Shooting match set-up and tear-down of shooting targets and obstacle course|2025-02-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am a member of this recreational shooting organization. The organization conducts a shooting match once per month and I provide 2 hours of my time to set-up and tear-down the shooting course. The organization compensates me by waiving the $25 match fee and also pays me $30 for my time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-07
• S63 Uniform Securities Agent State Law Examination
  1998-06-10

Other Names

• Daniel A Baron
• Dan Baron
• Daniel Baron
• Daniel Anthony Baron